Filings monitor · BR

What BROADRIDGE FINANCIAL SOLUTIONS, INC.'s SEC filings said

10-Q for 2026Q3, filed 3 Nov 2026, and 2 8-Ks since. Each line is something a filing stated, ranked by score and linked to its source.

Ranked highest

1. AI Productivity Investment65 · importance in its document · 10-Q · 2026Q3
   Broadridge recorded $15.2 million of restructuring and other related costs in the three months ended September 30, 2026, representing severance for workforce actions related in part to AI and productivity initiatives. The company said it…
2. Headcount / Restructuring59 · importance in its document · 8-K exhibit · 3 Nov 2026
   Broadridge recorded $15.2 million of restructuring and other related costs in the first quarter of fiscal 2027, compared with $4.4 million in the prior-year quarter. The 2026 costs represent severance related to workforce actions, in part…
3. Digital Asset Gains57 · importance in its document · 10-Q · 2026Q3
   Broadridge recorded $40.2 million of non-cash losses on digital assets in the three months ended September 30, 2026, versus a $45.8 million gain in the prior-year quarter. The year-over-year swing contributed to other non-operating…
4. Guidance revised (direction not stated)55 · rule score among filings · 8-K Item 2.02 · 3 Nov 2026
   “With a strong start to the year, we are reaffirming our fiscal year 2027 guidance, including 6-8% Recurring revenue growth constant currency, 8-12% Adjusted EPS growth, Free cash flow conversion of 100%+, and strong Closed sales of…
5. Guidance and Outlook54 · importance in its document · 8-K exhibit · 3 Nov 2026
   Broadridge reaffirmed fiscal 2027 recurring revenue growth guidance of 6%–8% on a constant-currency basis. It maintained adjusted EPS growth guidance of 8%–12%, adjusted operating margin guidance of approximately 21%, and free cash flow…

Ranked by score, 0–100. A topic read from a document carries its importance within that document; an 8-K event carries the rule score that ranks a filing among filings. Neither is about the share price, and the two scales are named on each row because they are not the same measure.

Latest report: 10-Q · 2026Q3 filed 3 Nov 2026

Full report · Filing on EDGAR

• AI Productivity InvestmentImportance 65
  Broadridge recorded $15.2 million of restructuring and other related costs in the three months ended September 30, 2026, representing severance for workforce actions related in part to AI and productivity initiatives.…
• Digital Asset GainsImportance 57
  Broadridge recorded $40.2 million of non-cash losses on digital assets in the three months ended September 30, 2026, versus a $45.8 million gain in the prior-year quarter. The year-over-year swing contributed to other…
• Net Income and EPS PerformanceImportance 52 · +1 more on this subject
  Net earnings fell 43% to $94.8 million for the three months ended September 30, 2026, compared with $165.4 million a year earlier. Diluted earnings per share declined 41% to $0.83 from $1.40, while adjusted net…
• Liquidity and Debt PositionImportance 52
  At September 30, 2026, Broadridge held $284.1 million of cash and cash equivalents, down from $402.9 million at June 30, 2026, and had total stockholders’ equity of $2,614.0 million. Outstanding debt principal totaled…
• Operating Cash Flow TrendsImportance 50
  Net cash provided by operating activities increased $50.9 million to $93.2 million in the three months ended September 30, 2026, from $42.3 million a year earlier. Free cash flow rose $63.6 million to $76.3 million,…
• Event-Driven Market ActivityImportance 46
  Consolidated event-driven revenues declined 41% year over year as lower mutual fund proxy revenues were partly offset by higher equity and other revenue. Mutual fund proxy revenues fell 74% in the quarter compared with…
• Acquisition / Partnership / DivestitureImportance 46 · +1 more on this subject
  Broadridge acquired CQG, a Denver-based execution management system provider for futures and options market participants, in April 2026; CQG is included in Global Technology and Operations. The Company acquired Acolin,…
• Market Demand TrendsImportance 43
  Recurring revenue grew 11% year over year overall, with 9 percentage points from organic growth. In Investor Communication Solutions (ICS), recurring revenue grew 10%; Regulatory grew 17%, supported by 11% equity…
• Income Tax Rate ChangesImportance 42
  The effective tax rate decreased to 13.6% for the three months ended September 30, 2026, from 22.4% in the same quarter of 2025. The $32.8 million reduction in income tax provision, to $14.9 million from $47.7 million,…
• Segment Revenue PerformanceImportance 42 · +1 more on this subject
  Investor Communication Solutions revenue increased $23.2 million to $1,153.2 million, while Global Technology and Operations revenue rose $56.0 million to $515.5 million in the quarter ended September 30, 2026.…
• Operating Expense TrendsImportance 39
  Total operating expenses rose 7%, or $94.5 million, to $1,495.2 million in the quarter ended September 30, 2026. Cost of revenues increased $73.5 million, reflecting higher technology, labor, and distribution costs in…
• Headcount / RestructuringImportance 36
  Restructuring and other related costs were $15.2 million in the three months ended September 30, 2026, compared with $4.4 million in the prior-year quarter. The current-period charges represent severance related to…

8-K filings last 12 months

• Press release attached to an 8-K10 Nov 2026 · 8-K
  Read from the attached exhibit: Quarterly Dividend Declaration
• Guidance revised (direction not stated)3 Nov 2026 · 8-K Item 2.02 · Flagged · rule score 55
  ““With a strong start to the year, we are reaffirming our fiscal year 2027 guidance, including 6-8% Recurring revenue growth constant currency, 8-12% Adjusted EPS growth, Free cash flow conversion of 100%+, and strong Closed sales of…”
  Read from the attached exhibit: Headcount / Restructuring · Guidance and Outlook · Capital Return Program
• Results (release not read)4 Aug 2026 · 8-K Item 2.02 · Routine · rule score 20
  Read from the attached exhibit: Capital Return Program · Guidance / Outlook · Acquisitions and Partnerships
• Management change (filing not read)10 Jun 2026 · 8-K Item 5.02 · Routine · rule score 20
• New debt15 May 2026 · 8-K Items 1.01, 2.03 · Routine · rule score 25
• Results (release not read)30 Apr 2026 · 8-K Item 2.02 · Routine · rule score 20
• Results (release not read)3 Feb 2026 · 8-K Item 2.02 · Routine · rule score 20
• Board change3 Feb 2026 · 8-K Item 5.02 · Routine · rule score 10
  “On February 2, 2026, Brett Keller notified Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) of his decision to resign as a director from the Board of Directors (the “Board”) of the Company, effective April 30, 2026.”

Earlier reports

• 10-K · 2026filed 4 Aug 2026
  Capital Return Program · Tokenized Money Market Funds · Digital Asset Gains

Topics are read from the text of the 10-K, 10-Q or the exhibit attached to an 8-K, each linked to the passage it came from. 8-K events are labelled by fixed rules from the item codes and the filing text — the same rules for every company and every year. The Full Picture merges these with earnings calls and news.